本书旨在通过对欧盟和中国PPP法律法规的比较,识别、澄清和讨论欧盟和中国PPP法律法规可能带来的法律挑战,并且试图从欧盟的经验中为中国提供一些有益的借鉴。在欧盟和中国,PPP都受到公共采购法律框架的规制。依照项目运行的时间线,本研究包括以下几个部分:公共采购法规对PPP的适用问题分析;PPP项目的采购程序、PPP项目实施阶段合同的修改和分包;以及公共采购的救济措施。通过比较研究,结果表明欧盟的立法可以为PPP提供更好的保护。借鉴欧盟相关法律法规,中国应更新公共采购、特许经营和PPP的概念,使PPP完全纳入公共采购法律框架的范畴;同时应重新调整现行公共采购法律框架,并将救济立法纳入该框架;中国还需要重新调整合同授予程序、合同修订和分包程序,确保这些程序在严格和灵活之间达到平衡。
张紫薇,西安交通大学助理教授,西安交通大学经金学院经济学博士后,英国赫尔大学(University of Hull)法学博士,芝加哥肯特法学院访问学者。研究领域为政府采购法,基础设施建设,PPP等领域。作者于2015-2020年接受国家公派留学资助,于英国赫尔大学攻读法学博士学位,师从欧盟政府采购法专家Christopher Bovis,从事中国及欧盟政府采购法及PPP的法律制度的比较研究。参加了欧盟2020地平线科研项目H2020 SC-Food 'InnProBio',及英国国防科学实验室(Defence Science Technology Laboratory)项目Managing risk and performance in complex enterprises;参加Public Procurement: Global Revolution VIII等政府采购及基础设施学术会议,在欧盟政府采购著名期刊European Procurement & Public Private Partnership Law Review发表期刊两篇。
Contents
Chapter One Introduction.................................................................... 1
Chapter Two Basic Theories.......................................................... 26
1 Literature Review................................................................................ 26
2 Research Questions.............................................................................. 32
3 Methodology....................................................................................... 35
4 Overview of the Thesis......................................................................... 40
Chapter Three The Application Scopes of Public Procurement Regulations to Public-Private Partnerships in China and EU..................................................................................... 48
1 Theoretical Background: Why Public-Private Partnerships Are Regulated by the Public Procurement Regulations 49
2 The Public Procurement Regulations in China and EU............................. 61
3 The Application Scopes of Public Procurement Regulations to Public-Private Partnerships in China and EU 66
4 The Scopes of Contracting Authority and Provider Stipulated by the Public Procurement Regulations, and Its Impact on the Application Scope for Public-Private Partnerships .......................................... 87
5 Conclusion........................................................................................ 101
Chapter Four Procurement Procedures of Public-Private Partnerships in China and EU 107
1 Pre-procedures for Contract Award .................................................... 108
2 Contract Award Methods in China and EU............................................ 115
3 Conclusion........................................................................................ 128
Chapter Five Modification and Subcontracting of Public-Private Partnerships Contracts During the Project Implementation Stage........................................................................... 133
1 Modification of Public-Private Partnerships Contracts During the Project Implementation Stage in China and EU 138
2 Subcontracting in Public-Private Partnership Projects............................ 158
3 Conclusion........................................................................................ 168
Chapter Six Remedies for Public-Private Partnerships in China and EU 174
1 Public-Private Partnerships Remedies Regulations in China.................... 175
2 Public-Private Partnerships Remedies in EU......................................... 179
3 Remedies Regulation in China............................................................. 184
4 Remedies Regulation in EU................................................................. 197
5 Conclusion........................................................................................ 205
References............................................................................................. 211